Professional Services
Professional Services Firm — engagement layout
Establish a regulated advisory practice in a common-law financial centre.
UAE — DIFC / ADGM8–12 weeks4 services
Client objective
Establish a regulated advisory practice in a common-law financial centre.
Challenges
- Regulator expectations on governance, capital and controllers.
- Compliance manuals and policies required before licence issuance.
Solution
- Selected DIFC / ADGM based on activity, capital and client profile.
- Drafted governance pack, compliance manual and outsourced-function plan.
- Coordinated regulator interviews and PI insurance placement.
Outcome
- Fully regulated advisory entity live inside the target quarter.
- Governance and compliance framework ready for scale and audit.
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